ELLSWORTH GROWTH AND Income FUND Ltd (ECF)

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Ellsworth Growth and Income Fund Ltd., formerly Ellsworth Fund Ltd., operates as a closed-end, diversified management investment company and invests in convertible and equity securities, with the objectives of providing income and the potential for capital appreciation; which objectives the Fund considers to be relatively equal, over the long-term, due to the nature of the securities in which it invests. The Fund invests in biotechnology; semiconductors and semiconductor equipment; software; real estate investment trusts; pharmaceuticals; oil, gas and consumable fuels; food products; diversified telecommunications services; commercial banks, and wireless telecommunication services. Dinsmore Capital Management Co. is the Fund’s investment adviser.